Gerald Edward O'COnnor

Employer firm

Ameriprise Financial Services, LLC CRD 6363

$660B regulatory AUM 124,349 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 09/2013 → 05/2025
  Morgan Stanley
  Mt. Laurel, NJ
• 01/2015 → 05/2025
  Morgan Stanley Private Bank, National Association
  New York, NY
• 05/2025 → Present
  Ameriprise Financial Services, Llc
  Mount Laurel, NJ

Previous Registrations

• 2013-09-27 → 2025-06-05
  Morgan Stanley
  Mount Laurel, NJ
• 2007-05-22 → 2013-10-03
  Firstrust Financial Advisors
  Philadelphia, PA
• 2011-02-04 → 2013-10-02
  Msi Financial Services, Inc.
  Philadelphia, PA
  Orlando, FL
  Philadelphia, PA
  Marlton, NJ
  Marlton, NJ
  Newton, PA
  Philadelphia, PA
  Philadelphia, PA
• 2006-11-01 → 2011-02-10
  Equitable Advisors, Llc
  Newtown, PA
  Philadelphia, PA
  Philadelphia, PA
  Philadelphia, PA
  Newtown, PA
  Marlton, NJ
  Philadelphia, PA
  Marlton, NJ
• 2004-03-19 → 2006-11-02
  Invest Financial Corporation
  Yardley, PA
  Marlton, NJ
  Marlton, NJ

Other Businesses

Board of Directors; Finance committee of the girl scouts of central and southern jersey; Board Member; 40 Brace Road, , Cherry Hill, NJ, 08034; Not Investment-Related; 01/01/2015; 1 to 9 hours per month; 1 to 9 during trading hours / Gloucester County Historical Society; Board Member; 58 N Broad Street, , Woodbury, NJ, 08096; Not Investment-Related; 12/01/2024; 1 to 9 hours per month; 1 to 9 during trading hours / Woodbury Olde City Restoration Committee; Board Member; c/o WORC , 938 Locksley, Woodbury, NJ, 08096; Not Investment-Related; 01/01/2005; 1 to 9 hours per month; 1 to 9 during trading hours / United Way of Gloucester County; Board Member; 454 Crown Point Rd, , Thorofare, NJ, 08086; Not Investment-Related; 09/24/2025; 1 to 9 hours per month; 0 during trading hours / Main Street Woodbury Inc; President; 3 South Broad St, , Woodbury, NJ, 08096; Not Investment-Related; 12/12/2025; 1 to 9 hours per month; 0 during trading hours / Greater Woodbury Chamber of Commerce; President; 3 South Broad St, , Woodbury, NJ, 08096; Not Investment-Related; 06/01/2022; 1 to 9 hours per month; 1 to 9 during trading hours.

Exams

• S65 Uniform Investment Adviser Law Examination
  2004-03-09
• S63 Uniform Securities Agent State Law Examination
  1998-10-07

Other Names

• Gerald Oconnor
• Gerald Edward Oconnor