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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
SC RA APPROVED 2020-10-26
NC RA APPROVED 2020-01-06
TX RA APPROVED_RES 2013-09-20
WV RA APPROVED 2012-10-01
  • SC RA
    APPROVED
    Since 2020-10-26
  • NC RA
    APPROVED
    Since 2020-01-06
  • TX RA
    APPROVED_RES
    Since 2013-09-20
  • WV RA
    APPROVED
    Since 2012-10-01

Branch Locations

112 S Tryon St Ste 100, Charlotte, NC 28284 • United States

3816 Corning Pl , Charlotte , NC 28216 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Hlw Properties Llc Hurricane WV 07/2014 Present
J.P. Morgan Securities Llc Huntington WV 10/2012 01/2020
Hlw Properties Ii Hurricane WV 04/2016 Present
Jp Morgan Securities Llc Charlotte NC 01/2020 Present
Jp Morgan Securities Llc Charlotte NC 11/2004 Present
Jpmorgan Chase Bank, N.A. Charlotte NC 11/2004 Present
Previous Registrations
  • 2005-07-06 → 2012-10-01
    Chase Investment Services Corp.
    Huntington, WV
    Huntington, WV
  • 2004-11-15 → 2005-07-06
    Banc One Securities Corporation
    Huntington, WV
  • 2004-09-03 → 2004-11-10
    Charleston, WV
Other Businesses

Entity Name: Recenter Corporation Investment related: No "Address: 4625 Piedmont Row Drive Suite 125 Charlotte, NC 28210" Nature of the other business: Luxury Day Spa Position/Title/Relationship: Owner/Partner Start Date: 09/01/2023 Approximate # of hours a week: 0-10 Approximate # of hours during securities trading hours: 0 Briefly describe your duties: Woodhouse Spa ... which is a luxury day spa that is a franchise. I am an investor in the business that my wife will run. It is owned by her and I. The corporate website is www.woodhousespas.com ACTIVITY TYPE: 1 - OUTSIDE BUSINESS ACTIVITY OR PRIVATE INVESTMENT WITH A NON-PUBLIC ENTITY NAME OF ENTITY: HLW PROPERTIES II POSITION: GENERAL PARTNER START DATE: 4/4/2016 ADDRESS: 40 Huriane, WV DETAILS: BUSINESS ENGAGES IN RENTAL HOUSING (INCLUDING APARTMENT BUILDINGS, SINGLE FAMILY HOMES, ETC.) AND LAND DEVELOPMENT. INVESTMENT RELATED: YES HOURS DEDICATED (per month unless otherwise indicated): 5 HOURS DURING TRADING: 0 ACTIVITY TYPE: 1 - OUTSIDE BUSINESS ACTIVITY WITH A NON-PUBLIC ENTITY NAME OF ENTITY: HLW PROPERTIES, LLC. POSITION: GERNERAL PARTNER / PARTIAL OWNER START DATE: 7/14/2014 ADDRESS: Hurricane, WV DETAILS: BUSINESS ENGAGES IN RENTAL HOUSING (INCLUDING APARTMENT BUILDINGS, SINGLE FAMILY HOMES, ETC.) AND LAND DEVELOPMENT. INVESTING CAPITAL, HELPING MANAGE FINANCIALS AND EVALUATION OF PROPERTY PURCHASES. HOURS DEDICATED (per month unless otherwise indicated): 5 HOURS DURING TRADING: 0 INVESTMENT RELATED: YES

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2004-09-02
  • S66 Uniform Combined State Law Examination
    2004-09-02
Other Names
  • Joseph A.L. Lambert

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