Stephanie Nakajima

Charles Schwab & Co., Inc.

CRD 4818722

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Employer firm

Charles Schwab & Co., Inc. CRD 5393

955,800 advisory clients

Reported services (Item 5G)

Financial planning
Selection of other advisers
WRAP FEE PROGRAM SPONSOR AND FINANCIAL PLANNING ADVISOR REFERRAL PROGRAM

From the firm’s Form ADV. Read the guides:

Current Employers

Charles Schwab & Co., Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2026-01-03
CO	RA	APPROVED	2024-11-19

TX RA
APPROVED

Since 2026-01-03
CO RA
APPROVED

Since 2024-11-19

Branch Locations

9800 Schwab Way, Lone Tree, CO 80124 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Oppenheimerfunds	Centennial	CO	07/2012	05/2019
Charles Schwab & Co., Inc.	Lone Tree	CO	01/2023	Present
Junbugg Enterprises	Centennial	CO	05/2020	09/2022
N/A	Centennial	CO	09/2022	01/2023
N/A	Centennial	CO	05/2019	05/2020

07/2012 → 05/2019

Oppenheimerfunds

Centennial, CO
01/2023 → Present

Charles Schwab & Co., Inc.

Lone Tree, CO
05/2020 → 09/2022

Junbugg Enterprises

Centennial, CO
09/2022 → 01/2023

N/A

Centennial, CO
05/2019 → 05/2020

N/A

Centennial, CO

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2024-11-18
S63	Uniform Securities Agent State Law Examination	2004-08-12

S66 Uniform Combined State Law Examination

2024-11-18
S63 Uniform Securities Agent State Law Examination

2004-08-12

Other Names

Stephanie Kho-Yee Lee
Stephanie Kuo-Yee Lee

View on SEC IAPD

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