Stephen Matthew Brown

Employer firm

Prime Capital Financial CRD 288712

$39.1B regulatory AUM 1,816 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (pooled vehicles)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 07/2010 → 04/2018
  Cambridge Investment Research, Inc
  Fairfield, IA
• 09/2009 → 10/2017
  Lawing Financial Inc.
  Overland Park, KS
• 07/2017 → Present
  Prime Capital Investment Advisors, Llc
  Overland Park, KS
• 04/2018 → Present
  Private Client Services
  Overland Park, KS

Previous Registrations

• 2009-09-08 → 2017-10-13
  Lawing Financial Inc
  Overland Park, KS
  Overland Park, KS
• 2007-04-13 → 2009-08-25
  Edward Jones
  Olathe, KS

Other Businesses

1) PRIME CAPITAL INVESTMENT ADVISORS, LLC. 6201 COLLEGE BLVD, SUITE 150, OVERLAND PARK, KS 66211. ADVISORY REP OF A REGISTERED INVESTMENT ADVISOR. 60 HOURS/MO; 4 DURING TRADING HOURS. 2) PERSIMMON POINTE HOMEOWNER;S ASSOCIATION. 2262 W. LAYTON DR, OLATHE, KS 66061. REVIEW FINANCIAL RECORDS AND PREPARE/MAINTAIN A BUDGET. 3 HOURS/MO; 0 DURING TRADING HOURS. 3) TOXIC ASSETS. 2303 W. LAYTON DR, OLATHE, KS 66061. GUITAR PLAYER. 2 HOURS/MO; 0 DURING TRADING HOURS. 4) NON INVESTMENT RELATED INSURANCE SALES THROUGH VARIOUS CARRIERS. 5) BROWN & HANN INVESTMENTS LLC. 2303 W. LAYTON DR, OLATHE, KS 66061. 50/50 OWNERSHIP OF A RENTAL PROPERTY. CO-OWNER OF A DUPLEX RENTAL PROPERTY. 4 HOURS/MO; 0 DURING TRADING HOURS 6) CHHSZ HOLDINGS, LLC. 6201 COLLEGE BLVD, SUITE 150, OVERLAND PARK, KS 66211. CHHSZ HOLDINGS LLC IS A LIMITED LIABILITY COMPANY "LLC" FORMED IN OCTOBER 2019 UNDER THE LAWS OF THE STATE OF DELAWARE. CHHSZ HOLDINGS LLC IS THE SOLE OWNER OF PRIME CAPITAL INVESTMENT ADVISORS, LLC (PCIA) A FEDERALLY REGISTERED INVESTMENT ADVISOR. MEMBER PROVIDES PROFESSIONAL (INVESTMENT ADVISORY SERVICES AS AN IAR OF PCIA. <1 HR/MO; <1 DURING TRADING HRS. 7) PCRM LLC. 6201 COLLEGE BLVD, STE 150, OVERLAND PARK, KS 66211. SALE AND SERVICE OF FIXED INSURANCE PRODCUTS THROUGH IMO. 3 HRS/MO; 3 DURING TRADING HRS.

Exams

• S66 Uniform Combined State Law Examination
  2007-04-09
• S63 Uniform Securities Agent State Law Examination
  2005-03-12

Designations

• Certified Financial Planner

Other Names

• S Matt Brown
• Matt Brown