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717 N. Harwood Street Suite 3400, Dallas, TX 75201 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AR | RA | APPROVED | 2023-11-01 |
| AZ | RA | APPROVED | 2023-01-13 |
| AK | RA | APPROVED | 2023-01-09 |
| GA | RA | APPROVED | 2023-01-06 |
| HI | RA | APPROVED | 2023-01-05 |
| KS | RA | APPROVED | 2023-01-05 |
| OR | RA | APPROVED | 2023-01-05 |
| NY | RA | APPROVED | 2021-02-25 |
| DE | RA | APPROVED | 2019-10-30 |
| TX | RA | APPROVED_RES | 2019-08-28 |
| CO | RA | APPROVED | 2018-03-09 |
| FL | RA | APPROVED | 2016-08-10 |
| PA | RA | APPROVED | 2016-08-10 |
| MN | RA | APPROVED | 2014-09-15 |
| NV | RA | APPROVED | 2014-03-20 |
| WA | RA | APPROVED | 2012-05-07 |
| ID | RA | APPROVED | 2011-01-10 |
| CA | RA | APPROVED | 2008-11-19 |
Branch Locations
24560 Silver Cloud Ct. Suite 201, Monterey, CA 93940-6555 • United States
717 N. Harwood Street Suite 3400, Dallas, TX 75201 • UNITED STATES
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Hilltop Securities Inc. | Carmel | CA | 06/2004 | Present |
[1] Twitch TV; Non-investment related, Carmel, CA, Live streaming video games and interactions with viewers, Affiliate, Started 04/2023, 36 hrs/mo, zero hrs/mo during business hours.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2005-05-17 |
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