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Employer firm

Raymond James Financial Services Advisors, Inc CRD 149018

$390B regulatory AUM 5,542 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Raymond James Financial Services Advisors, Inc

880 Carillon Parkway, Saint Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
CO RA APPROVED 2025-12-01
  • CO RA
    APPROVED
    Since 2025-12-01

Branch Locations

Englewood, CO • United States

6422 S Quebec St Unit 103, Centennial, CO 80111 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Inc Denver CO 07/2013 09/2020
Lpl Financial, Llc Englewood CO 09/2020 12/2025
Householder Group Estate & Retirement Specialists, Llc Englewood CO 09/2020 01/2025
Gps Wealth Strategies Group Llc Centennial CO 02/2025 12/2025
Raymond James Financial Services Inc. Centennial CO 12/2025 Present
Raymond James Financial Services Advisors Inc. Centennial CO 12/2025 Present
Previous Registrations
  • 2024-08-27 → 2025-12-05
    Centennial, CO
    Scottsdale, AZ
    Englewood, CO
  • 2025-02-03 → 2025-12-01
    Gps Wealth Strategies Group, Llc
    Centennial, CO
    Centennial, CO
  • 2020-09-03 → 2025-01-31
    Householder Group Estate & Retirement Specialists
    Englewood, CO
  • 2013-02-11 → 2020-09-11
    Denver, CO
    Denver, CO
    Denver, CO
Other Businesses

(1) Money & Mindfulness, LLC Not investment related Centennial, CO DBA/Support Company Advisor/Owner start date: 09/2020 0 hrs per month 0 during trading hours (2)Name of Business: Leading Evolution Group, LLC Address: 6109 S Jamaica Ct., Englewood, CO, 80111, United States Activity Type: Business Owner Position/Title: Officer - CEO Investment Related: No Start Date: 02/01/2021 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 2-10 Description of duties: I set the Leading Evolution Group as an organization for-profit to offer corporate coaching programs (group and individual). I never have done much corporate coaching. I now have this entity to support the vision of I have created of my own Inspirational golf brand called Spiritual Golf Kingdom. I will sell children's books and golf clothing expressing golf with a deeper meaning and a connection to God. (3) Peace on Earth Movement Not investment related Aurora, CO Counseling Board member start date: 11/2023 20 hrs per month 8 during trading hours The Peace on Earth Movement is a 501c3 that my brother David Nimock started; this is a healing ministry where we invite people who are struggling to counsel with us. My main responsibility is to sit on the small board of directors, supporting my brother to launch his 501c3. I will attend board meetings monthly, keep the notes and occasionally counsel those who need our help and support.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2013-02-09
  • S66 Uniform Combined State Law Examination
    2013-02-09
Other Names
  • Justin Nimock

View on SEC IAPD

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