Best Investors
Account
Sign in
Raymond James Financial Services Advisors, Inc CRD 149018
$390B regulatory AUM 5,542 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
880 Carillon Parkway, Saint Petersburg, FL 33716 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CO | RA | APPROVED | 2025-12-01 |
Branch Locations
6422 S Quebec St Unit 103, Centennial, CO 80111 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ubs Financial Services Inc | Denver | CO | 07/2013 | 09/2020 |
| Lpl Financial, Llc | Englewood | CO | 09/2020 | 12/2025 |
| Householder Group Estate & Retirement Specialists, Llc | Englewood | CO | 09/2020 | 01/2025 |
| Gps Wealth Strategies Group Llc | Centennial | CO | 02/2025 | 12/2025 |
| Raymond James Financial Services Inc. | Centennial | CO | 12/2025 | Present |
| Raymond James Financial Services Advisors Inc. | Centennial | CO | 12/2025 | Present |
(1) Money & Mindfulness, LLC Not investment related Centennial, CO DBA/Support Company Advisor/Owner start date: 09/2020 0 hrs per month 0 during trading hours (2)Name of Business: Leading Evolution Group, LLC Address: 6109 S Jamaica Ct., Englewood, CO, 80111, United States Activity Type: Business Owner Position/Title: Officer - CEO Investment Related: No Start Date: 02/01/2021 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 2-10 Description of duties: I set the Leading Evolution Group as an organization for-profit to offer corporate coaching programs (group and individual). I never have done much corporate coaching. I now have this entity to support the vision of I have created of my own Inspirational golf brand called Spiritual Golf Kingdom. I will sell children's books and golf clothing expressing golf with a deeper meaning and a connection to God. (3) Peace on Earth Movement Not investment related Aurora, CO Counseling Board member start date: 11/2023 20 hrs per month 8 during trading hours The Peace on Earth Movement is a 501c3 that my brother David Nimock started; this is a healing ministry where we invite people who are struggling to counsel with us. My main responsibility is to sit on the small board of directors, supporting my brother to launch his 501c3. I will attend board meetings monthly, keep the notes and occasionally counsel those who need our help and support.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2013-02-09 |
Reach out to this advisor