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Current Employers
Prospera Financial Services, Inc.

5429 Lbj Freeway Suite 750, Dallas, TX 75240 • United States

Current Registrations

AuthorityCategoryStatusDate
IA RA APPROVED 2022-10-27
  • IA RA
    APPROVED
    Since 2022-10-27

Branch Locations

5429 Lbj Freeway Suite 750, Dallas, TX 75240 • United States

West Des Moines, IA • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien Yes
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Directed Services Des Moines IA 03/2012 06/2018
Voya Financial Des Moines IA 09/2014 09/2019
Voya American Equities Des Moines IA 09/2014 09/2019
Voya Financial Advisors Des Moines IA 09/2014 09/2019
Voya Financial Partners Windsor CT 09/2014 09/2019
Voya Retirement Advisors Des Moines IA 09/2014 09/2016
D.M. Kelly & Company Des Moines IA 09/2019 05/2020
Dmkc Advisory Services Llc Des Moines IA 09/2019 05/2020
Unemployed West Des Moines IA 05/2020 10/2020
Athene Securities, Llc West Des Moines IA 10/2020 03/2021
Lpl Financial Llc West Des Moines IA 03/2021 10/2022
Prospera Financial Services Inc Dallas TX 10/2022 Present
  • 03/2012 → 06/2018
    Directed Services
    Des Moines, IA
  • 09/2014 → 09/2019
    Voya Financial
    Des Moines, IA
  • 09/2014 → 09/2019
    Voya American Equities
    Des Moines, IA
  • 09/2014 → 09/2019
    Voya Financial Advisors
    Des Moines, IA
  • 09/2014 → 09/2019
    Voya Financial Partners
    Windsor, CT
  • 09/2014 → 09/2016
    Voya Retirement Advisors
    Des Moines, IA
  • 09/2019 → 05/2020
    D.M. Kelly & Company
    Des Moines, IA
  • 09/2019 → 05/2020
    Des Moines, IA
  • 05/2020 → 10/2020
    Unemployed
    West Des Moines, IA
  • 10/2020 → 03/2021
    Athene Securities, Llc
    West Des Moines, IA
  • 03/2021 → 10/2022
    West Des Moines, IA
  • 10/2022 → Present
    Dallas, TX
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-08-09
S63 Uniform Securities Agent State Law Examination 2007-02-01
  • S66 Uniform Combined State Law Examination
    2019-08-09
  • S63 Uniform Securities Agent State Law Examination
    2007-02-01
Other Names
  • Aj Sheeder
  • Amanda Jo Sheeder
  • Amanda Sheeder

View on SEC IAPD

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