Martin J Philpot

Employer firm

Wells Fargo Clearing Services, LLC CRD 19616

$671B regulatory AUM 5,302 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• INVESTMENT CONSULTING SERVICES TO INSTITUTIONAL CLIENTS

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 08/2014 → 11/2016
  Wells Fargo Advisors, Llc
  Tucson, AZ
• 11/2016 → Present
  Wells Fargo Clearing Services, Llc
  Tucson, AZ

Previous Registrations

• 2014-06-18 → 2014-08-19
  Bancwest Investment Services, Inc.
  Tucson, AZ

Other Businesses

VDV 31 HOLDINGS, LLC; TUCSON, AZ; 100% OWNERSHIP; START: 11/01/2005; HOURS: 1 PER/MO - 0 DURING TRADING HOURS; DUTIES: RENTAL PROPERTY. RENTAL PROPERTY, INV RELATED, TUCSON, AZ, 100% OWNER, START: 3/2013, HALF HOUR PER MOMTH/0 DURING TRADING, DUTIES: COLLECT RENT. CLASSIC CREATIONS, LLC; NOT INVESTMENT RELATED; TUCSON, AZ; 100% OWNERSHIP; START DATE 01/25/2021; NUMBER OF HOURS PER MONTH 3; NUMBER OF HOURS DURING TRADING 0; RESEARCH AND WORK ON OLD CLASSIC CARS.

Exams

• S65 Uniform Investment Adviser Law Examination
  2013-05-02
• S66 Uniform Combined State Law Examination
  2004-10-28

Designations

• Certified Financial Planner