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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2014-09-10 |
| AZ | RA | APPROVED | 2014-08-26 |
Branch Locations
550 E Tangerine Rd, Oro Valley, AZ 85755 • United States
8951 E Tanque Verde Rd, Tucson, AZ 85749 • United States
8315 E Broadway, Tucson, AZ 85710 • United States
2195 E River Rd [Sa-Rbo], Tucson, AZ 85718 • United States
4051 E Sunrise Dr Ste 200, Tucson, AZ 85718 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors, Llc | Tucson | AZ | 08/2014 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Tucson | AZ | 11/2016 | Present |
VDV 31 HOLDINGS, LLC; TUCSON, AZ; 100% OWNERSHIP; START: 11/01/2005; HOURS: 1 PER/MO - 0 DURING TRADING HOURS; DUTIES: RENTAL PROPERTY. RENTAL PROPERTY, INV RELATED, TUCSON, AZ, 100% OWNER, START: 3/2013, HALF HOUR PER MOMTH/0 DURING TRADING, DUTIES: COLLECT RENT. CLASSIC CREATIONS, LLC; NOT INVESTMENT RELATED; TUCSON, AZ; 100% OWNERSHIP; START DATE 01/25/2021; NUMBER OF HOURS PER MONTH 3; NUMBER OF HOURS DURING TRADING 0; RESEARCH AND WORK ON OLD CLASSIC CARS.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2013-05-02 |
| S66 | Uniform Combined State Law Examination | 2004-10-28 |
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