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425 Market Street 17Th Floor, San Francisco, CA 94105 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CT | RA | APPROVED | 2022-01-27 |
Branch Locations
127 Congress Street Floor 01, Boston, MA 02110-2511 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Td Ameritrade, Inc. | Burlington | MA | 02/2015 | 12/2022 |
| Charles Schwab & Co., Inc. | Boston | MA | 12/2022 | Present |
| Charles Schwab Bank, Ssb | Boston | MA | 11/2023 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2015-03-16 |
| S63 | Uniform Securities Agent State Law Examination | 2006-02-07 |
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