F X Shannon

Current Employers

Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

Authority	Category	Status	Date
MD	RA	APPROVED	2019-07-23
PA	RA	APPROVED	2010-06-28
TX	RA	APPROVED	2007-02-09
NJ	RA	APPROVED	2006-08-29

MD RA
APPROVED

Since 2019-07-23
PA RA
APPROVED

Since 2010-06-28
TX RA
APPROVED

Since 2007-02-09
NJ RA
APPROVED

Since 2006-08-29

Branch Locations

1 Park Pl, Annapolis, MD 21401 • United States

7 Roszel Rd, Princeton, NJ 08540 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Merrill Lynch, Pierce, Fenner & Smith	Princeton	NJ	06/2006	Present
Bank Of America,Na	Yardley	PA	09/2008	Present

06/2006 → Present

Merrill Lynch, Pierce, Fenner & Smith

Princeton, NJ
09/2008 → Present

Bank Of America,Na

Yardley, PA

Previous Registrations

2006-02-21 → 2006-08-04

Citigroup Global Markets Inc.

Annapolis, MD

New York, NY

Annapolis, MD
2005-10-11 → 2006-02-21

Legg Mason Wood Walker, Incorporated

Annapolis, MD

Other Businesses

I*1815312, Entity Type, Name of OBA: Rental Property 1 Address:Annapolis, MD 21409 Investment Related:No Position, Title, Association: Co-owner with other family members Employee Start Date: 05/17/2025 No Hours: 1 Yearly, No Hours during trading:1 Duties:

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2005-10-10

S66 Uniform Combined State Law Examination

2005-10-10

Other Names

Francis Xavier Shannon
Francis Xavier Shannon
Francis X Shannan Iv
Xavier Shannon
Francis X Shannon

View on SEC IAPD