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Ameriprise Financial Services, LLC CRD 6363
$660B regulatory AUM 124,349 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2021-07-15 |
| TX | RA | APPROVED | 2006-10-05 |
| MO | RA | APPROVED | 2004-11-19 |
| KS | RA | APPROVED | 2004-11-18 |
Branch Locations
1174 Veterans Memorial Hwy, Hauppauge, NY 11788 • United States
Kansas City, MO • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Inc. | Hauppauge | NY | 09/2005 | 03/2020 |
| Ameriprise Financial Services, Llc | Hauppauge | NY | 03/2020 | Present |
Outside Employment; Certainty of the Uncertainty, LLC; Manage advisory business, and employee of legal entity.; Manage advisory business, and employee of legal entity.; 1174 Veterans Memorial Hwy, , Hauppauge, NY, 11788; Investment-Related; 06/30/2021; 60 hours per month; 60 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2004-11-17 |
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