David Alan Moeller

Current Employers

Employment History

• 03/2009 → Present
  Lpl Financial, Llc
  Houston, TX
• 09/2014 → Present
  Symphony Financial, Ltd. Co
  Houston, TX

Previous Registrations

• 2008-10-31 → 2009-03-03
  Osaic Services, Inc.
  Houston, TX
• 2006-11-29 → 2008-10-31
  American General Securities Incorporated
  Houston, TX
• 2004-10-14 → 2006-05-03
  Ameriprise Financial Services, Llc
  The Woodlands, TX
  The Woodlands, TX

Other Businesses

(1) 02/12/2015: SYMPHONY FINANCIAL, LTD. CO - DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS) - INV REL - 650 N. SAM HOUSTON PKWY E, SUITE 525, HOUSTON, TX 77060 - START 09/30/14 - 20 HR/MO ALL DURING SECS TRDG HRS (2) 02/20/2015: SYMPHONY FINANCIAL, LTD. CO. - INV REL - 650 N. SAM HOUSTON PWKY E, SUITE 525, HOUSTON, TX 77060 - REGISTERED INVESTMENT ADVISOR HYBRID: (HYBRID) SYMPHONY FINANCIAL, LTD. CO. - START 09/30/2014 - 20 HR/MO ALL DURING SECS TRDG HRS - ADMINISTRATIVE ROLE (3) 12/04/2015 * SYMPHONY FINANCIAL, LTD. CO. * Registered Investment Advisor DBA * (Hybrid) The Greensage Group * INV REL * AT REPORTED BUSINESS LOCATION(S) * START 10/27/2015 * 20 HRS/MO DURING SECS TRDG HRS. (4) 08/23/2016: SYMPHONY FINANCIAL, LTD. CO. - Registered Investment Advisor DBA - DBA: (Hybrid) Aviation Retirement Strategies - INV REL - 17725 John F Kennedy Blvd, Suite 201 Houston, TX 77032- Start 07/20/2016 - 20 Hr/Mo; 20 Hours During Securities Trading - Administrative Role

Exams

• S65 Uniform Investment Adviser Law Examination
  2025-04-29
• S66 Uniform Combined State Law Examination
  2004-09-14