Eric Stephen Ratliff

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 02/2013 → 05/2022
  J.P. Morgan Securities Llc
  Shelby Township, MI
• 05/2022 → Present
  Lpl Financial Llc
  Troy, MI

Previous Registrations

• 2013-02-21 → 2022-05-11
  J.P. Morgan Securities Llc
  Shelby Township, MI
  Macomb, MI
• 2010-12-03 → 2013-02-06
  Pnc Wealth Management Llc
  Royal Oak, MI
  Royal Oak, MI
  White Lake, MI
  Commerce Twp., MI
  Walled Lake, MI
  Wixcom, MI
  Novi, MI
  Novi, MI
  Novi, MI
  Clawson, MI

Other Businesses

1. 08/02/2023 - Eric Ratliff, CFP - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) - Start Date 05/29/2023 - 4 Hours Per Month/ 0 Hours During Trading

Exams

• S66 Uniform Combined State Law Examination
  2010-12-01
• S63 Uniform Securities Agent State Law Examination
  2004-07-16

Designations

• Certified Financial Planner