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Cornerstone Securities LLC CRD 140379
$210M regulatory AUM
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
6710 W 121St St Suite 200, Overland Park, KS 66209 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2018-12-05 |
| CA | RA | APPROVED | 2018-06-26 |
| TX | RA | APPROVED | 2018-03-14 |
| IL | RA | APPROVED | 2014-05-20 |
| KS | RA | APPROVED | 2006-05-19 |
| MO | RA | APPROVED | 2006-05-19 |
Branch Locations
6710 W 121St St Suite 200, Overland Park, KS 66209 • United States
2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Cornerstone Securities Llc | Overland Park | KS | 05/2006 | Present |
| Crown Capital Securities, Lp | Orange | CA | 07/2012 | Present |
| Blue River Capital Llc | Overland Park | KS | 03/2014 | 11/2019 |
| Lpl Financial Llc | Overland Park | KS | 04/2024 | 05/2024 |
| Colorado Financial Service Corporation | Centennial | CO | 05/2024 | Present |
(1) 04/17/2024 - Non-Variable Insurance - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) - Start Date 05/01/2000 - 1 Hour Per Month/ During Trading (2) 04/17/2024 - Corporte Lakes Property - Real Estate Rental - Owner - Investment Related - Overland Park, KS - Start Date 04/01/2017 - 5 Hours Per Month/ 1 Hour During Trading 4/15/26 - Midwest Value Producers LLC - Insurance sales - Owner
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2000-03-03 |
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