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4208 Six Forks Rd Suite 1700, Raleigh, NC 27609 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2021-01-25 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Fidelity Brokerage Services Llc | Sacramento | CA | 07/2005 | 02/2020 |
| Fidelity Personal And Workplace Advisors | Boston | MA | 07/2018 | 02/2020 |
| Royal Alliance Associates, Inc. | Sacramento | CA | 02/2020 | 01/2021 |
| Genovese Burford & Brothers Wealth And Retirement Plan Mgmt, Llc | Sacramento | CA | 02/2020 | 01/2021 |
| Capfinancial Partners Llc (Captrust) | Raleigh | NC | 01/2021 | Present |
| Capfinancial Securities Llc | Raleigh | NC | 01/2021 | Present |
Name: William Gabri, Investment-Related: No., Address: private residence, Nature: rental income from real estate property, Position/Title: Owner, Start: 02/16/2021, Hours/Month: 2, Hours during Market Hours: 0, Duties: landlord and property management.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2007-05-04 |
| S63 | Uniform Securities Agent State Law Examination | 2004-07-16 |
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