Best Investors
Account
Sign in
Best Investors
Account
Sign in
Raymond James Financial Services Advisors, Inc CRD 149018
$390B regulatory AUM 5,542 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
880 Carillon Parkway, Saint Petersburg, FL 33716 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2022-12-08 |
| FL | RA | APPROVED | 2016-03-24 |
Branch Locations
8950 Sw 74Th Ct Ste 2242, Miami, FL 33156 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Raymond James Financial Services, Inc | Miami | FL | 02/2016 | Present |
| Raymond James Financial Services Advisors Inc. | Miami | FL | 03/2016 | Present |
| Cag Capital Management | Miami | FL | 07/2016 | Present |
(1)Name of Business: CAG Capital Management Address: 8950 SW 74th Ct Ste 2242, Miami, FL, 33156, United States Activity Type: Support Company - Non Owner Position/Title: Independent Contractor, Officer - President Investment Related: No Start Date: 07/28/2016 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: D.B.A.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2006-09-22 |
Reach out to this advisor