Carl Edward Scarbrough

Employer firm

Mml Investors Services, LLC CRD 10409

$116B regulatory AUM

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers

Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2017-03-25

TX RA
APPROVED

Since 2017-03-25

Branch Locations

Houston, TX • United States

3040 Post Oak Boulevard Suite 2000, Houston, TX 77056 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Metropolitian Life Insurance	Houston	TX	06/2004	03/2017
Mml Investors Services, Llc	Houston	TX	03/2017	Present
Massmutual Life Insurance Co	Houston	TX	07/2016	Present

06/2004 → 03/2017

Metropolitian Life Insurance

Houston, TX
03/2017 → Present

Mml Investors Services, Llc

Houston, TX
07/2016 → Present

Massmutual Life Insurance Co

Houston, TX

Previous Registrations

2005-06-21 → 2017-03-25

Msi Financial Services, Inc.

Houston, TX

Houston, TX

Other Businesses

(1)INDEPENDENT INSURANCE AGENT- FROM BUSINESS ADDRESS - FIXED ANNUITIES, LIFE/ACCIDENT/HEALTH - 0 HOURS - SINCE 06/2008 (2)NAME: CARL AND MELISSA SCARBOROUGH INV REL: Y ADD: AT RESIDENTIAL ADDRESS NATURE: SIMPLE RENTAL PROPERTY POSITION: JOINT OWNER START DATE: 09/01/2022 NO. HR/MO: 1 NO. HR/MO DUR SEC TRADING: 0

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2004-07-14

S66 Uniform Combined State Law Examination

2004-07-14

Designations

Certified Financial Planner
Chartered Financial Consultant

Other Names

Carl Scarbrough

View on SEC IAPD