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Brooke Leigh Rockey

Creative Financial Designs, Inc.

Kokomo, IN

CRD 4817176

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Employer firm

Creative Financial Designs, Inc. CRD 109032

$2.94B regulatory AUM 473 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Periodicals / newsletters
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Creative Financial Designs, Inc.

2704 S Goyer Rd, Kokomo, IN 46902 • United States

Current Registrations

AuthorityCategoryStatusDate
IN RA APPROVED 2005-11-08
  • IN RA
    APPROVED
    Since 2005-11-08

Branch Locations

608 E. Boulevard, Kokomo, IN 46902 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Rockey Law Kokomo IN 05/2005 Present
Cfd Investments Inc Kokomo IN 05/2006 Present
Creative Financial Designs Inc Kokomo IN 05/2006 Present
  • 05/2005 → Present
    Rockey Law
    Kokomo, IN
  • 05/2006 → Present
    Cfd Investments Inc
    Kokomo, IN
  • 05/2006 → Present
    Kokomo, IN
Other Businesses

ATTORNEY. 2704 S GOYER RD. KOKOMO, IN 46902. SOLE PROPRIETOR. 160 HRS/MONTH

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2005-09-12
  • S66 Uniform Combined State Law Examination
    2005-09-12
Other Names
  • Brooke Leigh Owens
  • Brooke Leigh Owens

View on SEC IAPD

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