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Alicia Marie Smith

Stifel, Nicolaus & Company, Incorporated

Indianapolis, IN

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Current Employers
Stifel, Nicolaus & Company, Incorporated

501 N Broadway, St Louis, MO 63102 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2020-03-20
IN RA APPROVED 2009-08-24
  • TX RA
    APPROVED_RES
    Since 2020-03-20
  • IN RA
    APPROVED
    Since 2009-08-24

Branch Locations

600 East 96Th Street, Suite 575, Indianapolis, IN 46240 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Stifel Nicolaus & Co Inc Indianapolis IN 08/2009 Present
  • 08/2009 → Present
    Stifel Nicolaus & Co Inc
    Indianapolis, IN
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2004-09-16
  • S66 Uniform Combined State Law Examination
    2004-09-16
Other Names
  • Alicia Marie Fehlauer
  • Alicia Marie Fehlauer

View on SEC IAPD

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