Aragorn Jason Batsford

Employer firm

Raymond James Financial Services Advisors, Inc CRD 149018

$390B regulatory AUM 5,542 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers

Raymond James Financial Services Advisors, Inc

880 Carillon Parkway, Saint Petersburg, FL 33716 • United States

Current Registrations

Authority	Category	Status	Date
NY	RA	APPROVED	2021-06-14
TX	RA	APPROVED_RES	2017-04-11
CA	RA	APPROVED	2009-09-02

NY RA
APPROVED

Since 2021-06-14
TX RA
APPROVED_RES

Since 2017-04-11
CA RA
APPROVED

Since 2009-09-02

Branch Locations

P O Box 5654, Hauppauge, NY 11788 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Raymond James Financial Services Advisors, Inc	Smithtown	NY	01/2009	Present
Raymond James Financial Services	Smithtown	NY	04/2006	Present
Programmed Financial Planning	New York	NY	03/2008	03/2017
High Peaks Wealth Management, Llc	Smithtown	NY	03/2017	Present

01/2009 → Present

Raymond James Financial Services Advisors, Inc

Smithtown, NY
04/2006 → Present

Raymond James Financial Services

Smithtown, NY
03/2008 → 03/2017

Programmed Financial Planning

New York, NY
03/2017 → Present

High Peaks Wealth Management, Llc

Smithtown, NY

Other Businesses

(1) Name of Business: 2 B PLANNING INC Address: 1363 Veterans Hwy Ste 42HW, Hauppauge, NY, 11788, United States Activity Type: Business Owner Position/Title: Owner/Proprietor Investment Related: Yes Start Date: 10/17/2018 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: FULL CONTROL AS OWNER (2) Name of Business: 2 B Planning Inc / PRB Consulting Inc / Aragorn Batsford as LA Lic. Bkr Address: 1363 Veterans Hwy Ste 42HW, Hauppauge, NY, 11788, United States Activity Type: Non-variable Insurance Position/Title: Owner Investment Related: Yes Start Date: 09/15/2017 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 2-10 Description of duties: Broker; Group & Individual Non-Variable Insurance. Life, Health, Disability Income, Long Term Care & Fixed (Non-Variable) Annuities - Advice, Consulting & Sales. (3) Name of Business: THE RICHARD BOHNER, JR. FAMILY TRUST Address: 37 FLEETS COVE RD, HUNTINGTON, NY, 11743, United States Activity Type: Control Person Position/Title: Trustee (Named Only) Investment Related: Yes Start Date: 04/01/2020 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: SUCCESSOR TRUSTEE

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2007-09-07

S66 Uniform Combined State Law Examination

2007-09-07

Other Names

Aragorn Jason Tapper

View on SEC IAPD