Rebecca Lauren Trachtenberg

Employer firm

Cetera Investment Advisers LLC CRD 105644

$257B regulatory AUM 24,019 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 02/2012 → Present
  Regal Wealth Advisors
  Florham Park, NJ
• 04/2016 → 01/2019
  Kestra Financial Services, Inc.
  Austin, TX
• 01/2019 → 02/2024
  Lpl Financial Llc
  Fairfax, VA
• 02/2024 → Present
  Cetera Wealth Services, Llc
  El Segundo, CA
• 02/2024 → Present
  Cetera Investment Advisers Llc
  Schaumburg, IL

Previous Registrations

• 2019-01-08 → 2024-02-20
  Lpl Financial Llc
  Shrewsbury, NJ
  Fairfax, VA
  Fort Mill, SC
  Shrewsbury, NJ
  Myrtle Beach, SC
• 2016-04-20 → 2019-01-17
  Kestra Advisory Services, Llc
  Florham Park, NJ
• 2012-03-13 → 2016-09-22
  Kestra Investment Services, Llc
  Florham Park, NJ
  Florham Park, NJ
• 2007-07-27 → 2007-10-26
  Morgan Stanley & Co. Llc
  New York, NY
• 2006-01-05 → 2007-07-31
  Wells Fargo Clearing Services, Llc
  Red Bank, NJ

Other Businesses

1. NAME OF OTHER BUSINESS: REGAL WEALTH ADVISORS INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: FINANCIAL SERVICES START DATE: 02/2012 POSITION/TITLE/RELATIONSHIP: ADMIN APX NUMBER OF HOURS PER WEEK: 40 APX NUMBER OF HOURS DURING TRADING HOURS: 40 BRIEF DESCRIPTION OF DUTIES: ADMINSTRATIVE DUTIES

Exams

• S66 Uniform Combined State Law Examination
  2005-08-11

Other Names

• Rebecca Lauren Trachtenberg
• Rebecca Lauren Heron-Trachtenberg
• Rebecca Lauren Heron
• Rebecca Heron-Trachtenberg
• Rebecca Lauren Heron-Trachtenberg
• Rebecca Lauren Heron Trachtenberg