Christopher Anthony Palermo

Employer firm

Ameriprise Financial Services, LLC CRD 6363

$660B regulatory AUM 124,349 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

Current Employers

Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2026-01-13
FL	RA	APPROVED	2025-01-01
LA	RA	APPROVED	2017-02-14

TX RA
APPROVED_RES

Since 2026-01-13
FL RA
APPROVED

Since 2025-01-01
LA RA
APPROVED

Since 2017-02-14

Branch Locations

Windermere, FL • United States

1260 S Federal Hwy Ste 201, Boynton Beach, FL 33435 • United States

8235 Ymca Blvd Ste 401, Baton Rouge, LA 70810 • United States

New Orleans, LA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Ameriprise Financial Services, Inc.	Baton Rouge	LA	06/2004	03/2020
Ameriprise Financial Services, Llc	Winter Garden	FL	03/2020	Present

06/2004 → 03/2020

Ameriprise Financial Services, Inc.

Baton Rouge, LA
03/2020 → Present

Ameriprise Financial Services, Llc

Winter Garden, FL

Other Businesses

Business Ownership; RLC2019; Vice President; Manage Ameriprise Business; 1846 Down Lake Dr., , Windermere, FL, 34786; Not Investment-Related; 03/10/2017; 10 to 19 hours per month; 10 to 19 during trading hours.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2017-02-13

S66 Uniform Combined State Law Examination

2017-02-13

View on SEC IAPD