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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2023-06-16
NJ RA APPROVED 2004-10-08
TX RA APPROVED 2004-10-08
  • PA RA
    APPROVED
    Since 2023-06-16
  • NJ RA
    APPROVED
    Since 2004-10-08
  • TX RA
    APPROVED
    Since 2004-10-08

Branch Locations

1100-1800 American Blvd Ci Client Management, Pennington, NJ 08534 • United States

150 N College St Ci Business Controls, Charlotte, NC 28202 • United States

Newtown, PA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Hopewell NJ 06/2004 Present
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2004-09-30
  • S66 Uniform Combined State Law Examination
    2004-09-30
Other Names
  • Christine A Lacey
  • Christine Ann Lacey
  • Christine A Papp

View on SEC IAPD

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