Best Investors Account Sign in

Justin Michael Sanders

LPl Financial LLC

Atlanta, GA

CRD 4816128

Claim This Profile
Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Educational seminars
  • CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2016-09-06
GA RA APPROVED 2014-06-03
  • TX RA
    APPROVED
    Since 2016-09-06
  • GA RA
    APPROVED
    Since 2014-06-03

Branch Locations

900 Ashwood Parkway Ste 330, Atlanta, GA 30338 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Peachtree Wealth Strategies Chamblee GA 06/2012 Present
Lpl Financial, Llc Chamblee GA 03/2014 Present
  • 06/2012 → Present
    Peachtree Wealth Strategies
    Chamblee, GA
  • 03/2014 → Present
    Chamblee, GA
Other Businesses

(1) 04/01/2014: Peachtree Wealth Stategies - Non-Variable Insurance DBA - DBA: Peachtree Wealth Stategies - Investment Related - At Reported Business Location(s) - 20% Time Spent - fixed, life, disability, LTC (2) 08/24/2016: BAY FINANCIAL ASSOCIATES LLC - DBA for LPL Business (entity for LPL business) - Investment Related - 3580 PIERCE DRIVE, CHAMBLEE, GA 30341 - Start 08/19/2016 - No Time Spent

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2014-05-16
S63 Uniform Securities Agent State Law Examination 2005-07-14
  • S65 Uniform Investment Adviser Law Examination
    2014-05-16
  • S63 Uniform Securities Agent State Law Examination
    2005-07-14
Designations
  • Certified Financial Planner

View on SEC IAPD

More in Atlanta, GA

Reviews
No reviews yet

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor