Reginald Fitzgerald Tolbert

Employer firm

Independent Advisor Alliance, LLC CRD 168267

$17.2B regulatory AUM 533 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 07/2016 → Present
  Lpl Financial, Llc
  Ponte Vedra Beach, FL
• 07/2016 → 09/2018
  Independent Financial Partners
  Jacksonville, FL
• 09/2018 → Present
  Independent Advisor Alliance, Llc
  Ponte Vedra Beach, FL

Previous Registrations

• 2016-08-03 → 2018-09-07
  Independent Financial Partners
  Jacksonville, FL
• 2015-01-02 → 2016-08-05
  Msi Financial Services, Inc.
  Jacksonville, FL
• 2010-08-31 → 2015-01-02
  New England Securities
  Jacksonville, FL
• 2009-06-01 → 2010-09-13
  Morgan Stanley
  Jacksonville, FL
• 2007-04-16 → 2009-06-01
  Morgan Stanley & Co. Llc
  Jacksonville, FL

Other Businesses

1. 7/22/2016 - RF Tolbert Financial Group - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Time Spent 100%. 2. 9/17/2018 - Independent Advisor Alliance - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - Started 09/01/2018 - 40 Hours Per Month/8 Hours During Securities Trading - I provide investment advisory services through Independent Advisor Alliance, an independent investment advisor firm. I started this business activity on 9/17/2018. I expect to spend approximately 40 hours/month on this activity. Please see the advisory firms Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 3. 9/17/2018 - Independent Advisor Alliance - DBA: (Hybrid) RF Tolbert Financial Group - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - Started 09/04/2018 - 160 Hours Per Month/8 Hours During Securities Trading - I provide investment advisory services through Independent Advisor Alliance, an independent investment advisor firm. I started this business activity on 9/17/2018. I expect to spend approximately 40 hours/month on this activity. Please see the advisory firms Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 4. 11/27/2018 - RF Tolbert Wealth Management - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date: 10/29/2018 - 160 Hours Per Month/8 Hours During Securities Trading. 5. 11/28/2018 - Independent Advisor Alliance - DBA: (Hybrid) RF Tolbert Wealth Managment - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - Start Date: 11/21/2018 - 8 Hours Per Month/160 Hours During Securities Trading - I provide investment advisory services through Independent Advisor Alliance, an independent investment advisor firm. I started this business activity on 11/28/2018. I expect to spend approximately 160 hours/month on this activity. Please see the advisory firms Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 6. 07/14/2023 - Tolbert Healthcare Solutions - Investment Related - At Reported Business Location(s) - Insurance Agency - Agent - Start Date 07/08/2023 - 15 Hours Per Month/ 0 Hours During Trading 7.06/09/2025 - Sixth Man Sports Mgmt & Financial Planning - Investment Related - Registered Investment Advisor DBA - At Reported Business Location(s) - Start Date:06/06/2025 - 15 Hours Per Month/ 2Hours During Trading

Exams

• S65 Uniform Investment Adviser Law Examination
  2007-04-03
• S63 Uniform Securities Agent State Law Examination
  2004-09-29

Other Names

• Reginald Tolbert