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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
MD RA APPROVED 2023-08-10
TX RA APPROVED_RES 2023-08-10
  • MD RA
    APPROVED
    Since 2023-08-10
  • TX RA
    APPROVED_RES
    Since 2023-08-10

Branch Locations

2101 Gaither Rd Ste 600, Rockville, MD 20850 • United States

Gaithersburg, MD • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Securian Financial Services Inc. St. Paul MN 04/2005 08/2023
Minnesota Life St. Paul MN 04/2005 08/2023
Financial Advantage Associates Rockville MD 04/2005 Present
Financial Advantage Brokerage Rockville MD 04/2005 Present
Cetera Wealth Services, Llc Rockville MD 08/2023 Present
Cetera Investment Advisers Llc Schaumburg IL 08/2023 Present
Silverberg Financial, Llc Rockville MD 12/2025 Present
  • 04/2005 → 08/2023
    Securian Financial Services Inc.
    St. Paul, MN
  • 04/2005 → 08/2023
    Minnesota Life
    St. Paul, MN
  • 04/2005 → Present
    Financial Advantage Associates
    Rockville, MD
  • 04/2005 → Present
    Financial Advantage Brokerage
    Rockville, MD
  • 08/2023 → Present
    Cetera Wealth Services, Llc
    Rockville, MD
  • 08/2023 → Present
    Schaumburg, IL
  • 12/2025 → Present
    Silverberg Financial, Llc
    Rockville, MD
Previous Registrations
  • 2006-01-18 → 2023-08-10
    Securian Financial Services, Inc.
    Rockville, MD
    Rockville, MD
    St. Paul, MN
Other Businesses

1. BOOK AUTHOR POSITION: Owner NATURE: Author INVESTMENT RELATED: No NUMBER OF HOURS: 20 SECURITIES TRADING HOURS: 10 START DATE: 06/01/2016 ADDRESS: , Gaithersburg MD , United States DESCRIPTION: Owner 2. FINANCIAL ADVANTAGE BROKERAGE POSITION: Agent/Broker NATURE: Fixed Insurance Sales INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 2 START DATE: 04/01/2005 ADDRESS: , Rockville MD , United States DESCRIPTION: Agent/Broker 3. SILVERSTONE PRESS LLC POSITION: Owner NATURE: Business Owner INVESTMENT RELATED: No NUMBER OF HOURS: 20 SECURITIES TRADING HOURS: 10 START DATE: 06/01/2016 ADDRESS: , Gaithersburg MD , United States DESCRIPTION: Owner 4. NAME OF OTHER BUSINESS: SILVERBERG FINANCIAL, LLC; INVESTMENT RELATED: NO; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: EXPENSE MANAGEMENT; START DATE: 12/2025; POSITION/TITLE/RELATIONSHIP: OWNER; APX NUMBER OF HOURS PER WEEK: 40; APX NUMBER OF HOURS DURING TRADING HOURS: 32.5; BRIEF DESCRIPTION OF DUTIES: EXPENSE MANAGEMENT; 5. NAME OF OTHER BUSINESS: GUSTO; INVESTMENT RELATED: NO; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: PAYROLL, HR, BENEFITS REFERRAL; START DATE: 1/2026; POSITION/TITLE/RELATIONSHIP: REFERRER; APX NUMBER OF HOURS PER WEEK: 0; APX NUMBER OF HOURS DURING TRADING HOURS: 0; BRIEF DESCRIPTION OF DUTIES: PAYROLL, HR, BENEFITS REFERRALS; 6. NAME OF OTHER BUSINESS: FINANCIAL ADVANTAGE ASSOCIATES INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: FINANCIAL SERVICES START DATE: 05/2005 POSITION/TITLE/RELATIONSHIP: FINANCIAL ADVISOR APX NUMBER OF HOURS PER WEEK: 40 APX NUMBER OF HOURS DURING TRADING HOURS: 40 BRIEF DESCRIPTION OF DUTIES: FINANCIAL SERVICES, SALE AND SERVICE OF FIXED INSURANCE;

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2006-01-10
S63 Uniform Securities Agent State Law Examination 2005-06-25
  • S65 Uniform Investment Adviser Law Examination
    2006-01-10
  • S63 Uniform Securities Agent State Law Examination
    2005-06-25
Designations

View on SEC IAPD

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