Bethann Stroud Goodrick

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 07/2002 → 01/2025
  Banc One Securities Corporation
  Aurora, IL
• 07/2005 → 01/2025
  Chase Investment Services Corp.
  Chicago, IL
• 01/2025 → Present
  Lpl Financial Llc
  Western Springs, IL

Previous Registrations

• 2005-09-22 → 2025-01-28
  Wintrust Investments Llc
  Willowbrook, IL
  Hinsdale, IL
  Western Springs, IL
  Downers Grove, IL
  Western Springs, IL
  Hinsdale, IL
  Rolling Meadows, IL
  Arlington Heights, IL
  Apollo Beach, FL
  Naperville, IL
  Chicago, IL
• 2005-09-22 → 2006-12-31
  Great Lakes Advisors, Llc
  Chicago, IL
• 2005-07-06 → 2005-09-15
  Chase Investment Services Corp.
  Chicago, IL
• 2002-08-21 → 2005-07-06
  Banc One Securities Corporation
  Bolingbrook, IL

Other Businesses

1. 01/2025- Tru Stage- Non-Variable Insurance- INV Related- At Reported Business Location(s)- Start date 09/22/2005- 10 Hours Per Month- 10 Hours During Trading

Exams

• S66 Uniform Combined State Law Examination
  1998-12-05

Other Names

• Bethann S Goodrick
• Bethann Hauser
• Bethann Lucas