Sarah Violet Galpin

Employer firm

First Trust Advisors LP CRD 107027

$309B regulatory AUM

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (investment companies)
• Portfolio management (pooled vehicles)
• Portfolio management (institutions)
• Selection of other advisers
• Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 06/2004 → Present
  Bondwave Llc
  Lisle, IL
• 10/2004 → Present
  First Trust Portfolios L.P.
  Lisle, IL
• 10/2016 → Present
  First Trust Advisors L.P.
  Wheaton, IL

Previous Registrations

• 2009-06-09 → 2016-10-10
  Bondwave Llc
  Wheaton, IL

Exams

• S66 Uniform Combined State Law Examination
  2007-07-03
• S63 Uniform Securities Agent State Law Examination
  2004-10-15

Other Names

• Sarah Nicole Galpin
• Sarah Nicole Schusler
• Sarah Violet Schusler