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18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2019-11-19 |
| MN | RA | APPROVED | 2018-11-02 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Advanced Financial/Advanced Financial Consultants | Rochester | MN | 05/2004 | Present |
| Signator Investors, Inc. | Rochester | MN | 05/2016 | 11/2018 |
| Royal Alliance Associates, Inc. | Rochester | MN | 11/2018 | Present |
1. ADVANCED FINANCIAL CONSULTANTS (FIXED) POSITION: Agent NATURE: Sole Proprietorship INVESTMENT RELATED: Yes NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 10 START DATE: 05/01/2004 ADDRESS: 2770 Commerce Drive NW, Rochester MN 55901, United States DESCRIPTION: Fixed life insurance sales and review of current plans in place. 2. ADVANCED FINANCIAL CONSULTANTS (SECURITIES) POSITION: IAR NATURE: Securities DBA INVESTMENT RELATED: Yes NUMBER OF HOURS: 200 SECURITIES TRADING HOURS: 100 START DATE: 05/01/2004 ADDRESS: 2770 Commerce Drive NW, Rochester MN 55901, United States DESCRIPTION: Meet with clients regarding financial and investment planning to implement and monitor their investment accounts and progress towards their financial goals. 3. ADVANCED FINANCIAL CONSULTANTS (MANAGEMENT) POSITION: COO NATURE: Partnership INVESTMENT RELATED: Yes NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 3 START DATE: 01/01/2018 ADDRESS: 2770 Commerce Drive NW, Rochester MN 55901, United States DESCRIPTION: Help with agency/office management of staff duties, schedules, office projects.Now a partial owner as well as management duties. 4. BIGLER FINANCIAL POSITION: partner NATURE: Receive a monthly draw for commissions/fees generated from personal production. INVESTMENT RELATED: Yes NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 1 START DATE: 01/01/2008 ADDRESS: 2770 Commerce Drive NW, Rochester MN 55901, United States DESCRIPTION: income is transferred to business account, business expenses are paid from account and advisor pulls a draw from the account as salary. 5. VIX ENTERPRISES POSITION: Owner NATURE: S Corp for tax purposes. INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 1 START DATE: 11/01/2022 ADDRESS: 2770 Commerce Drive NW, Rochester MN 55901, United States DESCRIPTION: S Corp for tax purposes.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2004-07-16 |
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