Donald Lee Fitzsimmons

One Williams Center Plaza Southeast, Tulsa, OK 74102 • United States

Current Registrations

Authority	Category	Status	Date
CO	RA	APPROVED	2024-12-06

Branch Locations

No disclosure categories reported as “Yes” on this SEC record.

Organization	City	State	From	To
Gateway Services Group	Centennial	CO	10/2014	03/2018
Cuso Financial Services, Lp	San Diego	CA	03/2018	05/2018
Unemployed	Highlands Ranch	CO	05/2018	12/2018
Cetera Investment Services	Denver	CO	12/2018	01/2019
Unemployed	Highlands Ranch	CO	01/2019	04/2020
Guardian Life Insurance Company	Greenwood Village	CO	04/2020	10/2021
Bancwest Investment Services, Inc.	Omaha	NE	10/2021	07/2023
Unemployed	Highlands Ranch	CO	07/2023	08/2023
Key Investment Services	Brooklyn	OH	08/2023	05/2024
Bok Financial Securities, Inc.	Highlands Ranch	CO	05/2024	Present
Bokf, Na	Highlands Ranch	CO	05/2024	Present

2023-08-28 → 2024-05-16

Key Investment Services Llc

Brooklyn, OH
2021-10-20 → 2023-07-10

Bancwest Investment Services, Inc.

Centennial, CO

Omaha, NE
2020-05-06 → 2021-10-28

Park Avenue Securities Llc

Greenwood Village, CO
2018-12-13 → 2019-01-03

Cetera Investment Advisers Llc

Denver, CO
2018-03-21 → 2018-05-14

Cuso Financial Services, L.P.

Highlands Ranch, CO

Highland Ranch, CO

San Diego, CA
2018-03-21 → 2018-05-14

Sorrento Pacific Financial, Llc

Highland Ranch, CO

San Diego, CA
2014-10-13 → 2018-03-01

Cuso Financial Services, L.P.

Greenwood Village, CO
2014-10-01 → 2014-10-21

Lpl Financial Llc

Highlands Ranch, CO

Fort Mill, SC

Highlands Ranch, CO
2010-06-08 → 2014-09-29

Cuso Financial Services, L.P.

San Diego, CA

Greenwood Village, CO
2007-05-03 → 2009-01-13

Securities America Advisors, Inc.

La Vista, NE

Denver, CO
2007-02-08 → 2007-03-30

United Securities Alliance, Inc.

Greenwood Village, CO

Code	Exam	Date
S66	Uniform Combined State Law Examination	2007-02-07