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777 E. Wisconsin Avenue, Milwaukee, WI 53202-5391 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2017-02-06 |
| SD | RA | APPROVED | 2011-06-09 |
Branch Locations
4930 S. Western Ave Suite 400, Sioux Falls, SD 57108 • United States
302 Jones Street Suite 210, Sioux City, IA 51101 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Robert W. Baird & Co. Incorporated | Sioux Falls | SD | 06/2011 | Present |
NAME AND ADDRESS: SIOUX FALLS DOWNTOWN LIONS CLUB 100 W 8TH ST SIOUX FALLS, SD 57104 NATURE OF ENTITY: SERVICE CLUB WITH A FOCUS ON HELPING WITH EYESIGHT PROBLEMS. RESPONSIBILITIES IN THIS ROLE: A MEMBER AND ON THE FINANCE COMMITTEE HOURS DEVOTED: 2 HOURS PER YEAR. NONE DURING SECURITIES TRADING HOURS.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2007-01-05 |
| S63 | Uniform Securities Agent State Law Examination | 2004-08-20 |
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