Rebecca Jane Schrumm

Current Employers

Employment History

• 12/2013 → Present
  Lpl Financial Llc
  Newburyport, MA
• 12/2013 → 04/2021
  Flagship Harbor Advisors
  Boston, MA
• 04/2021 → Present
  Newedge Advisors, Llc (Formerly: Gwm Advisors, Llc)
  Newburyport, MA

Previous Registrations

• 2013-12-23 → 2021-04-01
  Flagship Harbor Advisors, Llc
  Boston, MA
  Newburyport, MA

Other Businesses

1. 12/17/2013: No Business Name - Non-Variable Insurance - Investment Related - At Reported Business Location(s) - No Time Spent - fixed annuities, whole life, term, universal life, disability, health. 2. 1/16/2019 - Brandt Wealth Advisors - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 01/01/2019 - 150 Hours Per Month During Securities Trading. 3. 2/9/2022 - NewEdge Advisors, LLC - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - IAR - Start Date: 04/01/2021 - 160 Hours Per Month/8 Hours During Securities Trading - I provide investment advisory services through NewEdge Advisors, LLC, an independent investment advisor firm. I started this business activity in 4/2021. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial.

Exams

• S63 Uniform Securities Agent State Law Examination
  2004-12-30

Other Names

• Rebecca Schrumm