Paul James Fallace

Employer firm

Morgan Stanley CRD 149777

$1.96T regulatory AUM 416,984 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (investment companies)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 06/2009 → Present
  Morgan Stanley Smith Barney
  Baltimore, MD
• 01/2015 → Present
  Morgan Stanley Private Bank, National Association
  New York, NY

Previous Registrations

• 2006-02-21 → 2009-06-01
  Citigroup Global Markets Inc.
  Baltimore, MD
  New York, NY
  Baltimore, MD
• 2004-10-01 → 2006-02-21
  Legg Mason Wood Walker, Incorporated
  Baltimore, MD

Other Businesses

LACROSSE ACADEMY LLC. THE BUSINESS IS NOT INVESTMENT RELATED. THE ADDRESS IS 13 CAROLINA AVE, BEL AIR, MD 21014. IT IS A LACROSSE COACHING AND CLINIC BUSINESS. I AM THE SOLE PROPRIETOR OF THE BUSINESS, I STARTED IT JANUARY 1, 2007. I DEVOTE ABOUT 2 HRS PER MONTH. THE NUMBER OF HOURS DEVOTED TO BUSINESS DURING SECURITIES TRADING HOURS IS ZERO. I RENT SPACE IN LOCAL INDOOR ATHLETIC/SPORTS FACILITIES FOR 2-3 MONTHS IN THE WINTER FOR SKILLS TRAINING FOR KIDS INTERESTED IN GETTING READY FOR THE SPRING LACROSSE SEASON. *482515 - 3P Protect Perryman Peninsula ; Investment related - No; Aberdeen, Maryland; Community Coalition; Board Member (proprietor, partner, officer, director, employee, trustee, agent); 12/2021; During business hours: 3; After business hours: 7; Administrative

Exams

• S66 Uniform Combined State Law Examination
  2004-08-26

Other Names

• Paul J. Fallace