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Current Employers
Raymond James Financial Services Advisors, Inc

880 Carillon Parkway, Saint Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2009-08-20
  • FL RA
    APPROVED
    Since 2009-08-20

Branch Locations

623 17Th Street, #4, Vero Beach, FL 32960 • United States

Melbourne, FL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Raymond James Financial Services, Inc Vero Beach FL 07/2009 Present
Raymond James Financial Services Advisors, Inc Vero Beach FL 07/2009 Present
Previous Registrations
Other Businesses

Name of Business : Rosemare L Spytek Inc Address: Vero Beach, FL Nature of the Business: Support Company/DBA (Non-Owner) Position/Title: Advisor Investment Related:Yes Start Date: 01/02/2017 End Date: 09/01/2020 Hours per month devoted to this business: 80 Hours per month devoted to this business during trading hours: 80 Description of duties: FA

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2000-05-04
S63 Uniform Securities Agent State Law Examination 2000-04-18
  • S65 Uniform Investment Adviser Law Examination
    2000-05-04
  • S63 Uniform Securities Agent State Law Examination
    2000-04-18
Other Names
  • Kenneth L Wathen

View on SEC IAPD

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