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2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MD | RA | APPROVED | 2022-05-24 |
| TX | RA | APPROVED | 2022-05-24 |
Branch Locations
12505 Park Potomac Avenue Suite 200, Potomac, MD 20854 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Hsbc Bank Usa, N.A. | New York | NY | 09/2014 | 10/2016 |
| Hsbc Bank Usa, N.A. | New York | NY | 10/2016 | 04/2021 |
| Wells Fargo Clearing Services, Llc | Potomac | MD | 05/2021 | 04/2022 |
| Wells Fargo Bank, Na | Potomac | MD | 05/2021 | 04/2022 |
| Morgan Stanley | Potomac | MD | 05/2022 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2021-09-17 |
| S63 | Uniform Securities Agent State Law Examination | 2012-08-21 |
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