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270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2024-06-03 |
| TX | RA | APPROVED | 2024-04-05 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| New York University | New York | NY | 09/2015 | 05/2017 |
| Goldman, Sachs & Co | Miami | FL | 07/2017 | 10/2018 |
| Jpmorgan Chase Bank, N.A. | Miami | FL | 10/2018 | Present |
| J.P. Morgan Securities Llc | Miami | FL | 10/2018 | Present |
| Peregrine | St San Francisco | CA | 10/2024 | Present |
| Fortress Io | Miami | FL | 09/2025 | Present |
Entity Name: Peregrine Investment related: No Address: 71 Stevenson St San Francisco, California 94105 Nature of the other business: Engineering Firm Position/Title/Relationship: Owner/Partner Start Date: 10/31/2024 Approximate # of hours a week: 0-10 Approximate # of hours during securities trading hours: 0 Briefly describe your duties: Peregrine is a San Francisco based engineering firm specializing in developing advanced data analysis platforms. The company is currently focusing on delivering its technology solutions to state and local law enforcement agencies, as well as national security organizations. Entity Name: Fortress IO Investment related: No Address: www.fortressio.com Nature of the other business: API Financial Service Position/Title/Relationship: Owner/Partner Start Date: 09/15/2025 Approximate # of hours a week: 0-10 Approximate # of hours during securities trading hours: 0 Briefly describe your duties: Fortress IO provides software authentication solutions that establish trusted identities between enterprises and individuals, whether they be customers, employees, or citizens.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2024-04-02 |
| S66 | Uniform Combined State Law Examination | 2017-10-04 |
| S63 | Uniform Securities Agent State Law Examination | 2005-10-31 |
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