Bradley Mark Schroeder

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 10/2004 → 11/2019
  Think Financial Planning
  Rochester, MN
• 08/2008 → 11/2019
  Commonwealth Financial Network
  San Diego, CA
• 11/2019 → 11/2025
  Raymond James Financial Services, Inc.
  Rochester, MN
• 11/2019 → 11/2025
  Raymond James Financial Services Advisors, Inc.
  Rochester, MN
• 11/2019 → 11/2025
  Bremer Bank
  Rochester, MN
• 06/2012 → 10/2019
  Think Financial Planning
  Rochester, MN
• 11/2019 → 11/2025
  Bremer Investments
  Rochester, MN
• 11/2025 → Present
  Lpl Financial Llc
  Rochester, MN
• 11/2025 → Present
  Old National Bank
  Rochester, MN

Previous Registrations

• 2019-11-04 → 2025-11-07
  Raymond James Financial Services Advisors, Inc
  Rochester, MN
• 2014-01-21 → 2019-11-01
  Commonwealth Financial Network
  Rochester, MN
  Rochester, MN
  Rochester, MN
  Rochester, MN
  Rochester, MN
  Rochester, MN

Other Businesses

1. Investment products and services are offered through LPL Financial LLC using the DBA/trade name Old National Wealth Advisors - Investment Related - At Reported Business Location (s) - Start Date : 09/2025 2. 09/2025 - Old National Bank Advisor Referral Programs - Financial Institution Duty - Investment Related - 1 Hour(s)/Month - 0 Hour(s) During Trading - Rochester, MN 55904 - OBA Start Date: 11/07/2025

Exams

• S66 Uniform Combined State Law Examination
  2005-09-02

Designations

• Certified Financial Planner

Other Names

• Brad Mark Schroeder