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Courtenay Aaron Hathcock

Morgan Stanley

Paramus, NJ

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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2023-05-12
TX RA APPROVED 2023-05-12
  • NJ RA
    APPROVED
    Since 2023-05-12
  • TX RA
    APPROVED
    Since 2023-05-12

Branch Locations

Mack Center Iv, South 61, Paramus Road, Paramus, NJ 07652 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors, Llc New York NY 06/2013 11/2016
Wells Fargo Clearing Services, Llc New York NY 11/2016 05/2023
Morgan Stanley Smith Barney Llc Paramus NJ 05/2023 Present
Morgan Stanley Private Bank, N.A New York NY 07/2023 Present
  • 06/2013 → 11/2016
    Wells Fargo Advisors, Llc
    New York, NY
  • 11/2016 → 05/2023
    Wells Fargo Clearing Services, Llc
    New York, NY
  • 05/2023 → Present
    Morgan Stanley Smith Barney Llc
    Paramus, NJ
  • 07/2023 → Present
    Morgan Stanley Private Bank, N.A
    New York, NY
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2006-03-18
  • S66 Uniform Combined State Law Examination
    2006-03-18
Designations

View on SEC IAPD

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