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120 E. Liberty Drive Suite 400, Wheaton, IL 60187 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IL | RA | APPROVED | 2013-01-14 |
Branch Locations
120 E. Liberty Drive Suite 400, Wheaton, IL 60187 • United States
Franklin Lakes, NJ • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| First Trust Portfolios. L.P. | Wheaton | IL | 09/2012 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2013-01-11 |
| S63 | Uniform Securities Agent State Law Examination | 2006-11-03 |
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