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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2020-12-02 |
| GA | RA | APPROVED | 2005-12-08 |
Branch Locations
1325 Satellite Blvd Nw Ste 1503, Suwanee, GA 30024 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial, Llc (Formerly: Linsco/Private Ledger Corp.) | Suwanee | GA | 06/2004 | Present |
| The Brand Banking Company | Lawrenceville | GA | 12/2009 | 08/2018 |
1. 7/15/2009 - No Business Name - Investment Related - At Reported Business Location(s) - NON-VARIABLE INSURANCE - Time Spent 5% - LIFE INSURANCE AGENT THROUGH ADVANTAGE INSURANCE NETWORK. 2. 8/10/2009 - RATH FINANCIAL GROUP - Investment Related - At Reported Business Location(s) - NON-VARIABLE INSURANCE DBA - TIME SPENT 5%. 3. 11/20/2009 - RATH FINANCIAL GROUP - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business).
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2005-12-06 |
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