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Sean Anthony Gomez

J.P. Morgan Securities LLC

Sierra Madre, CA

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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2012-10-01
  • CA RA
    APPROVED
    Since 2012-10-01

Branch Locations

25 W. Sierra Madre Blvd., Sierra Madre, CA 91024 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
J.P. Morgan Securities Llc Sierra Madre CA 10/2012 Present
Previous Registrations
  • 2011-03-15 → 2012-10-01
    Chase Investment Services Corp.
    Sierra Madre, CA
    Altadena, CA
    Duarte, CA
    Duarte, CA
    San Gabriel, CA
  • 2011-01-03 → 2011-02-17
    Wells Fargo Clearing Services, Llc
    Pasadena, CA
    Rosemead, CA
    Pasadena, CA
    Pasadena, CA
    El Monte, CA
    Pasadena, CA
  • 2007-12-05 → 2011-01-03
    Wells Fargo Investments, Llc
    Rosemead, CA
    La Puente, CA
    Pasadena, CA
    Pasadena, CA
    El Monte, CA
    Pasadena, CA
    Pasadena, CA
  • 2006-02-23 → 2007-12-10
    Ameriprise Financial Services, Llc
    Newport Beach, CA
    Long Beach, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2006-02-22
  • S66 Uniform Combined State Law Examination
    2006-02-22

View on SEC IAPD

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Other Offices

LPL FINANCIAL LLC · SIERRA MADRE, CA
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