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Noi Khamsone

Charles Schwab & Co., Inc.

Fresno, CA

CRD 4813363

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Employer firm

Charles Schwab & Co., Inc. CRD 5393

955,800 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Selection of other advisers
  • WRAP FEE PROGRAM SPONSOR AND FINANCIAL PLANNING ADVISOR REFERRAL PROGRAM

From the firm’s Form ADV. Read the guides:

Current Employers
Charles Schwab & Co., Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2020-01-06
CA RA APPROVED 2012-06-07
  • TX RA
    APPROVED_RES
    Since 2020-01-06
  • CA RA
    APPROVED
    Since 2012-06-07

Branch Locations

265 E. River Park Circle Suite 170, Fresno, CA 93720-1548 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Charles Schwab & Co., Inc Fresno CA 05/2012 Present
Charles Schwab Bank Fresno CA 05/2012 Present
Previous Registrations
Other Businesses

1) Noi Khamsone | Investment Related:No|5389 E. Lamona Ave|Fresno|CA|93727|USA|Real Estate (Non-Agent/Broker)|Landlord|5/1/2004|Less than 20|0|I own and maintain a rental property. I collect the rent and pay the mortgage, property taxes and property insurance.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2007-07-17
S63 Uniform Securities Agent State Law Examination 2004-10-13
  • S66 Uniform Combined State Law Examination
    2007-07-17
  • S63 Uniform Securities Agent State Law Examination
    2004-10-13

View on SEC IAPD

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