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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2021-11-01 |
| WI | RA | APPROVED | 2012-04-18 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Provident Financial Llc | Oshkosh | WI | 04/2012 | Present |
| Lpl Financial | Oshkosh | WI | 04/2012 | Present |
1. 04/18/2012: DBA ONLY - PROVIDENT FINANCIAL CONSULTANTS - OSHKOSH, WI. 2. 5/3/2012: NON-VARIABLE INSURANCE - PROVIDENT FINANCIAL CONSULTANTS - NON-VARIABLE INSURANCE - TIME SPENT 5%. 3. 04/24/2014 - PROVIDENT FINANCIAL CONSULTANTS, LLC - SEMINARS - TIME SPENT 10% - OSHKOSH, WI
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2005-01-21 |
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