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James John Hudock

LPl Financial LLC

Fort Mill, SC

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
SC RA APPROVED 2018-02-07
  • SC RA
    APPROVED
    Since 2018-02-07

Branch Locations

360 Kingsley Park Dr Ste 100, Fort Mill, SC 29715 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Investment Centers Of America Charlotte NC 08/2009 12/2017
Lpl Financial Llc Fort Mill SC 02/2018 Present
Financial Resources Group Fort Mill SC 02/2018 11/2025
  • 08/2009 → 12/2017
    Investment Centers Of America
    Charlotte, NC
  • 02/2018 → Present
    Lpl Financial Llc
    Fort Mill, SC
  • 02/2018 → 11/2025
    Financial Resources Group
    Fort Mill, SC
Other Businesses

1) 2/7/18- Financial Resources Group- DBA for LPL Business (entity for LPL business)- Inv. Related- Fort Mill, SC- 100%.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2016-04-02
S63 Uniform Securities Agent State Law Examination 2004-08-10
  • S66 Uniform Combined State Law Examination
    2016-04-02
  • S63 Uniform Securities Agent State Law Examination
    2004-08-10
Other Names
  • James John Hudock
  • Jj Hudock

View on SEC IAPD

Other Firms

STATE FARM INVESTMENT MANAGEMENT CORP.
BELLEAIR WEALTH MANAGEMENT, LLC
WEALTHCARE ADVISORY PARTNERS LLC
INSIGHT SECURITIES, INC.
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
EDWARD JONES
SCHWAB WEALTH ADVISORY, INC.
PFS INVESTMENTS INC.

Other Investors

ALPESH JITENDRA PATEL
Tamrah Jennifer Bordini
MATTHEW N WALLEN
RAMIRO IGNACIO PARES
NILDA MELGAREJO DE BOYRIE
STEVEN Samuel SHANEYFELT
Katie Wineski Riegel
Christopher Wayne McAlister

Other Offices

STATE FARM INVESTMENT MANAGEMENT CORP. · Fort Mill, SC
BELLEAIR WEALTH MANAGEMENT, LLC · Fort Mill, SC
WEALTHCARE ADVISORY PARTNERS LLC · Fort Mill, SC
INSIGHT SECURITIES, INC. · Fort Mill, SC
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. · Fort Mill, SC
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. · Ft Mill, SC
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. · Ft Mill, SC
EDWARD JONES · FORT MILL, SC

More in Fort Mill, SC

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