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Current Employers
Lombard Advisers Incorporated

1820 Lancaster St, Baltimore, MD 21231 • United States

Current Registrations

AuthorityCategoryStatusDate
LA RA APPROVED 2021-01-07
  • LA RA
    APPROVED
    Since 2021-01-07

Branch Locations

1820 Lancaster St, Baltimore, MD 21231 • United States

P.O. Box 1275 115 W. Nezpique, Jennings, LA 70546 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial Llc Lafayette LA 12/2008 12/2020
St. Martin'S Bank & Trust Lafayette LA 12/2008 12/2017
Lombard Securities Incorporated Baltimore MD 12/2020 Present
Lombard Advisers Incorporated Baltimore MD 12/2020 Present
  • 12/2008 → 12/2020
    Lafayette, LA
  • 12/2008 → 12/2017
    St. Martin'S Bank & Trust
    Lafayette, LA
  • 12/2020 → Present
    Lombard Securities Incorporated
    Baltimore, MD
  • 12/2020 → Present
    Baltimore, MD
Previous Registrations
  • 2012-09-05 → 2020-12-22
    Fort Mill, SC
    Lafayette, LA
    Welsh, LA
    Jennings, LA
    Crowley, LA
    Elton, LA
    Church Point, LA
    Lafayette, LA
Other Businesses

1. 12/09/2014 - WATKINS CATTLE COMPANY, LLC - OTHER - BEEF CATTLE OPERATION - TIME SPENT 25 HOURS PER MONTH - LAFAYETTE, LA 2. 3/16/2018 - Bayou Oaks Farms, LLC - Investment Related - Home Based - Business Entity For Tax/Investment Purposes Only - Started 08/05/2014 - 10 Hours Per Month/0 Hours During Securities Trading - Company now has real estate assets, which is comprised of farm land. 3. 5/8/2018 - Blue Heron Land and Cattle, LLC - Investment Related - Home Based - Business Entity For Tax/Investment Purposes Only - Started 12/27/2016 - 0 Hours Per Month. 4. Became associated with Sonnier Financial, Inc. in December 2020. Sonnier Financial, Inc. is an S-Corp located at 115 West Nezpique Street, Jennings, LA 70546 and was established in March 1995.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2004-08-18
  • S66 Uniform Combined State Law Examination
    2004-08-18

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