John Paul Harnish

Employer firm

Prosperity Advisory Group LLC CRD 310720

$216M regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Pension consulting

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 04/2002 → 03/2020
  Km Investment Services
  Victor, NY
• 06/2004 → 06/2025
  Cadaret, Grant & Co., Inc.
  Victor, NY
• 04/2002 → 03/2020
  Km Advisory Services
  Victor, NY
• 03/2020 → 08/2021
  Km Advisory Services
  Victor, NY
• 03/2020 → 07/2021
  Km Investment Services
  Victor, NY
• 09/2020 → Present
  Prosperity Advisory Group
  Victor, NY

Other Businesses

1) Amway Independent Business Owner (not investment-related). Nature: Can purchase consumer products at wholesale with ability to sell them at retail and recruit other individuals to be part of business system. Start date: 1993. Location: Pittsford, NY. Hours: Less than 1 hour per month not during securities trading hours. 2) Notary Public for the State of New York (not investment-related). Start date: 2006. Location: Victor, NY. Hours: Less than 1 hour per month during securities trading hours. 3) Insurance Agent (investment related): Appointed for Life/Accident/Health/VA insurance sales through various companies. Start date: 2004. Location: Victor, NY. Hours: 1-2 hours per month during securities trading hours. 4) Prosperity Advisory Group LLC Retirement Plan Trustee (investment related). Location: Victor, NY. Start date: Aug 2021. Hours: Less than 1 hour per month during securities trading hours.

Exams

• S63 Uniform Securities Agent State Law Examination
  2004-08-13

Designations

• Certified Financial Planner

Other Names

• John P Harnish