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59 Samoset St, Plymouth, MA 02360 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MA | RA | APPROVED | 2015-02-17 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Financial Focus Asset Management, Inc | Pembroke | MA | 10/2002 | Present |
| Financial Focus Advisory Services, Llc | Kingston | MA | 10/2002 | Present |
FINANCIAL FOCUS ASSET MANAGEMENT-RIA LOCATED AT 179 HIGH ST., PEMBROKE, MA. PROVIDES INVESTMENT ADVISORY SERVICES. FINANCIAL FOCUS ADVISORY SERVICES-SAME ADDRESS. PROVIDES TAX, BUSINESS, ACCOUNTING AND OTHER ADVICE. NO SERVICES ARE REFERRED TO AS FINANCIAL PLANNING. APPROXIMATELY 2 HOURS PER DAY.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2000-06-13 |
| S63 | Uniform Securities Agent State Law Examination | 2000-03-30 |
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