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Corey Ray Rodahl

Wells Fargo Clearing Services, LLC

Charlotte, NC

Charlotte, NC

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2017-12-06
NC RA APPROVED 2017-11-02
  • TX RA
    APPROVED
    Since 2017-12-06
  • NC RA
    APPROVED
    Since 2017-11-02

Branch Locations

1525 West Wt Harris Blvd Bldg 3 - 3Rd Fl, Charlotte, NC 28262 • United States

Charlotte, NC • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Western State Bank Fargo ND 03/2016 09/2016
Fraser Ltd Fargo ND 10/2016 03/2017
Us Bank Fargo ND 01/2017 08/2017
Wells Fargo Clearing Services Llc Charlotte NC 08/2017 Present
  • 03/2016 → 09/2016
    Western State Bank
    Fargo, ND
  • 10/2016 → 03/2017
    Fraser Ltd
    Fargo, ND
  • 01/2017 → 08/2017
    Us Bank
    Fargo, ND
  • 08/2017 → Present
    Wells Fargo Clearing Services Llc
    Charlotte, NC
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2017-11-02
S63 Uniform Securities Agent State Law Examination 2004-07-07
  • S66 Uniform Combined State Law Examination
    2017-11-02
  • S63 Uniform Securities Agent State Law Examination
    2004-07-07
Other Names
  • Corey R Rodahl
  • Corey Rodahl

View on SEC IAPD

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