John Michael Ernst

Current Employers

Edward Jones

12555 Manchester Rd, St. Louis, MO 63131 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2018-12-27
IL	RA	APPROVED	2008-07-11

TX RA
APPROVED_RES

Since 2018-12-27
IL RA
APPROVED

Since 2008-07-11

Branch Locations

116 N 3Rd St 101, Quincy, IL 62301 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Edward Jones	St Louis	MO	07/2008	Present

07/2008 → Present

Edward Jones

St Louis, MO

Previous Registrations

2008-01-01 → 2008-03-25

Wells Fargo Clearing Services, Llc

Springfield, IL
2005-09-02 → 2008-01-01

A. G. Edwards & Sons, Inc.

Springfield, IL

St. Louis, MO

Springfield, IL

Other Businesses

SMJ Development LLC Type of business: Commercial Real-estate Quincy, IL Start date: 1/5/2016 Limited Partner Hours per week: 0 Hours during trading: 0 Maintain Property Ten Strike Racing Type of business: Horse Racing/ Breeding LLC Memphis, TN Start date: 5/4/2020 partner Hours per week: 0 Hours during trading: 0 No responsibilities

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2005-09-01
S63	Uniform Securities Agent State Law Examination	2004-11-04

S66 Uniform Combined State Law Examination

2005-09-01
S63 Uniform Securities Agent State Law Examination

2004-11-04

Other Names

John Michael Ernst

View on SEC IAPD