Daniel Preston Williams

Employer firm

Williams Financial Services, LLC CRD 131641

$9.96M regulatory AUM

Reported services (Item 5G)

Portfolio management (individuals)
Portfolio management (institutions)

From the firm’s Form ADV. Read the guides:

Current Employers

Williams Financial Services, Llc

Salisbury, MD • United States

Current Registrations

Authority	Category	Status	Date
DE	RA	APPROVED	2004-09-27
MD	RA	APPROVED	2004-08-09

DE RA
APPROVED

Since 2004-09-27
MD RA
APPROVED

Since 2004-08-09

Branch Locations

Salisbury, MD • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Williams Financial Services, Llc	Salisbury	MD	10/2003	Present
Daniel P. Williams	Salisbury	MD	11/1988	Present

10/2003 → Present

Williams Financial Services, Llc

Salisbury, MD
11/1988 → Present

Daniel P. Williams

Salisbury, MD

Other Businesses

I AM SELF EMPLOYED 180 HOURS PER MONTH AS A MANAGEMENT CONSULTANT PROVIDING SERVICES UNDER THE NAME DANIEL P. WILLIAMS. MY PRIMARY DUTIES RELATE TO COMPANIES FINANCES. MY OFFICE IS LOCATED AT 6362 CENTENNIAL DRIVE, SALISBURY, MD AND I HAVE BEEN PROVIDING THIS SERVICE THERE SINCE NOVEMBER 1988.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2003-09-22

S65 Uniform Investment Adviser Law Examination

2003-09-22

View on SEC IAPD